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Uptick rule
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#	Item
91	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-CHX[removed]March 8, 2013 Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rul Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-03-11 14:35:27 Investment United States Securities and Exchange Commission Finance Self-regulatory organizations Chicago Stock Exchange Regulation NMS Order Uptick rule National Market System Financial economics Financial markets Stock market
92	SR-CHX[removed]Page 52 of 80 Exhibit 5 Additions are underlined; deleted text is [in brackets] RULES OF CHICAGO STOCK EXCHANGE, INC. Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-05-09 15:14:43 Investment Finance Chicago Stock Exchange Order Regulation NMS Intermarket sweep order Immediate or cancel Electronic trade matching Uptick rule Stock market Financial markets Financial economics
93	SR-BYX-2012-0xx Exhibit 5 Page 41 of 44 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-08-14 19:25:57 Marketing Financial economics Investment Financial markets Order Regulation NMS Uptick rule Short Price Business Stock market Pricing
94	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NSX[removed]April 6, 2011 Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-04-07 15:00:31 Financial regulation Securities Exchange Act U.S. Securities and Exchange Commission Finance Securities and Exchange Commission Government SEC filing Uptick rule United States securities law 73rd United States Congress United States Securities and Exchange Commission
95	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-ISE[removed]December 21, 2007 Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-12-26 10:48:01 Financial regulation Stock market Finance SEC filings Financial economics Securities Exchange Act Uptick rule Securities Act U.S. Securities and Exchange Commission United States securities law 73rd United States Congress United States Securities and Exchange Commission
96	Microsoft Word - 34-54854a.doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2006-12-04 17:39:11 Investment 73rd United States Congress United States securities law Stock market NASDAQ Securities Exchange Act Electronic communication network Uptick rule United States Securities and Exchange Commission Economy of the United States Financial economics
97	Exhibit 5 to File No. SR-NSX[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-05-09 14:02:23 United States Securities and Exchange Commission Investment Finance Order Regulation NMS United States securities law Market maker 73rd United States Congress Uptick rule Stock market Financial economics Financial markets
98	Amendment No. 1 to SR-NSX[removed]Exhibit 1 (W0892424.DOC;2) Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-05-19 14:27:07 United States securities law Securities Exchange Act Financial regulation Financial economics Investment Trading halt U.S. Securities and Exchange Commission Securities and Exchange Commission Uptick rule Stock market United States Securities and Exchange Commission 73rd United States Congress
99	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NASDAQ[removed]October 13, 2006 Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Order Granting Accelerated Approval Add to Reading List Source URL: www.sec.gov Language: English - Date: 2006-10-16 10:32:55 United States securities law Economy of the United States Stock market NASDAQ Securities Exchange Act Uptick rule Regulation NMS Market maker U.S. Securities and Exchange Commission United States Securities and Exchange Commission Financial economics Investment
100	Order Granting Accelerated Approval of a Proposed Rule Change to Amend BYX Rules in Connection with the Implementation of Amendments to Regulation SHO Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-02-24 11:14:39 Investment Finance United States securities law Financial markets 73rd United States Congress Regulation NMS Uptick rule Order Securities Act United States Securities and Exchange Commission Financial economics Stock market

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